|
THE PHILOSOPHER RULER
~
(I want you to go on
to picture the enlightenment or BK." ignorance of our human
condition somewhat as follows. VII Imagine an underground
chamber like a cave, with a long S 14 entrance open to the
daylight and as wide as the cave. In this chamber are men
who have been prisoners there since
they
were children, their
legs and necks being so fastened that
they
can only look
straight ahead of them and cannot turn their. heads. Some
way off, behind and higher up, a fire is
burn-
ing, and between the
fire and the prisoners and above
them
runs a road, in front
of which a curtain-wall has been
built,
like the screen at
puppet shows between the operators
and
their audience, above
which they show their puppets.'
(I
see.'
(Imagine further that
there are men carrying all sorts of ~ gear along behind the
curtain-wall, projecting above it and including figures of
men and animals made of wood and, stone and all sorts of
other materials, and that some of these SIS men, as you
would expect, are talking and some
not.'
, An odd picture and
an odd sort of prisoner.'
(They are drawn from
life,'I I replied. 'For, tell me, do
you
think our prisoners
could see anything of themselves or their fellows except the
shadows thrown by the fire on the wall
of
the cave opposite
them?'
(How could they see
anything else if they were
prevented
from moving their
heads all their lives?' I
, And would they see
anything more of the objects
carried
along the
road?'
, Of course
not.'
'Then if they were
able to talk to each other, would they ~ not assume that the
shadows they saw were the real things?'
~
, . ,
if,',
InevItably.
,;;;
( And if the wall of
their prison opposite them
reflected
I. Lit: 'like us'.
How 'like' has been a matter of controversy. Plato can
hardly have meant that the ordinary man cannot distinguish
between shadows and real things. But he does seem to be
saying, with a touch of caricature (we must not take him too
solemnly), that the ordinary man is often very uncritical in
his beliefs, which are little more than a 'careless
acceptance of appearances'
(Crombie).
317
PART SEVEN [BOOK
SEVEN]
sound, don't you
think that they would suppose, whenever one of the
passers-by on the road spoke, that the voice be- longed to
the shadow passing before them?'
'They would be bound
to think so.'
, , And so in every
way they would believe that the shadows of the objects we
mentioned were the whole truth.'1
'Yes,
inevitably.'
'Then think what
would naturally happen to them if they were released from
their bonds and cured of their delusions. Suppose one of
them were let loose, and suddenly compelled to stand up and
turn his head and look and walk towards the fire; all these
actions would be painful and he would be
too
tl dazzled to see
properly the objects of which he used to see the shadows.
What do you think he would say if he was told that what he
used to see was so much empty nonsense and that he was now
nearer r~lity and seeing more correctly, because hewa~
turned towards objects that were more real, and if on top of
that he were compelled to say what each of the passing
objects was when it was pointed out to him? Don't you think
he wou.td be at a loss, and think that what he used to see
was far truer2 than the objects now being pointed out to
him?'
'Yes, fa)."
t)."uer,'
, , And if he were
made to look directly at the light of the fire., it would
hurt his eyes and he would turn back and retreat to the
things which he could see properly, which he would think
really clearer than the things being shown
him.'
'Yes.'
, And if,' I went on,
'he were forcibly dragged up the steep and rugged ascent and
not let go till he had been dragged
out
S 16 into the
sunlight, the proce~s would be a painful one, to which he
would much object, and when he emerged into the light his
eyes would be so dazzled by the glare of it that he wouldn't
be able to see a single one of the things he was now told
were real.'3
I. Lit: 'regard
nothing else as true but the shadows'. The Greek word
alelhis (true) carries an implication of genuinenes, and
some
translators render it
here as 'real'.
2. Or 'more real', 3.
Or 'true', 'genuine'.
318
PART SEVEN [BOOK
SEVEN]
went back to sit in
his old seat in the cave? Wouldn't his eyes be blinded by
the darkness, because he had come in suddenly out of the
sunlight?'
'Certainly.'
, And if he had to
discriminate between the shadows, in competition with the
other prisoners, while he was
still
517 blinded and
before his eyes got used to the darkness -
a
process that would
take some time - wouldn't he be
likely
to make a fool of
himself? And they would say that his visit to the upper
world had ruined his sight, and that the ascent was not
worth even attempting. And if anyone tried to release them
and lead them up, they would kill him if they could lay
hands on him.'
'They certainly
would.'
'Now, my dear
Glaucon,' I went on, 'this simile must be b connected
throughout with what preceded it.1 The
realm
revealed by sight
corresponds to the prison, and the light of the fire in the
prison to the power of the sun. And you won't go wrong if
you connect the ascent into the upper
world
I. I.e. the similes
of the Sun and the Line (though pp. 267-76 must surely also
be refeIred to). The detailed relations between the three
similes have been much disputed, as has the meaning of the
word here translated 'connected'. Some interpret it to mean
a detailed corre- spondence ('every feature. . . is meant to
fit' - Cornford), others to mean, more loosely, 'attached'
or 'linked to'. That Plato intended some degree of'
connection' between the three similes cannot be in doubt in
view of the sentences which follow. But we should remember
that they are similes, not scientific descriptions, and it
would be a mistake to try to find too much detailed
precision. Plato has just spoken of the prisoners 'getting
their hands' on their returned fellow and killing him. How
could they do that if fettered as described at the opening
of the simile
, (p. 317)? But
Socrates was executed, so of course they
must.
This translation
assumes the following main
correspondences:
Tied prisoner in the
cave lllusion
Freed prisoner in the
cave Belief
Looking at shadows
and reflections in
the world outside the
cave and the
ascent thereto
Reason
Looking at real
things in the world
outside the cave
Intelligence
Looking at the sun
Vision of the form of the good.
320
THE PHILOSOPHER
RULER
and the sight of the
objects there with the upward progress of the mind into the
intelligible region. That at any rate is my interpretation,
which is what you are anxious to hear; the truth of the
matter is, after all, known only to god.1 But in my opinion;
for what it is worth, the final thing to be per- ceived in
the intelligible region, and perceived only
with
difficulty, is the
form of the good; once seen, it is inferred to
,
be responsible for
whatever is right and valuable in anything, producing in the
visible region light and the source of light, and being in
the intelligible region itself controlling source of truth
and intelligence. And anyone who is going to act rationally
either in public or private life must have sight of
it.'
'I agree,' he said,
'so far as 1 am able to understand you.' 'Then you will
perhaps also agree with me that it won't
be
surprising if those
who get so far are unwilling to involve themselves in human
affairs, and if their minds long
to
remain in the realm
above. That's what we should expect if d our simile holds
good again.'
, Yes, that's to be
expected.'
'Nor will you think
it strange that anyone who descends from contemplation of
the divine to human life and its ills should blunder and
make a fool of himself, if, while still blinded and
unaccustomed to the surrounding darkness, he's forcibly put
on trial in the law-courts or elsewhere about the shadows of
justice or the figures2 of which they are
shadows,
and made to dispute
about the notions of them held by men , who have never seen
justice itself.'
'There's nothing
strange in that.'
'But anyone with any
sense,' 1 said, 'will remember that
)"18
the eyes may be
unsighted in two ways, by a transition either from light to
darkness or from darkness to light, and will recognize that
the same thing applies to the mind. So when he sees a mind
confused and unable to see clearly he will not laugh without
thinking, but will ask himself whether it has come from a
clearer world and is confused by the
unaccus-
tomed darkness, or
whether it is dazzled by the stronger b light of the clearer
world to which it has escaped from
its
I. a. footnote 4, p.
133. 2. a. )"14b-;: above.
32.1
.
PART SEVEN [BOOK
SEVEN]
previous ignorance,
The first condition of life is a reason for congratulation,
the second for sympathy, though if one wants to laugh at it
one can do so with less absurdity than at the mind that has
descended from the daylight of the upper
world,'
'You put it very
reasonably,'
'If this is true,' I
continued, 'we must reject the concep- tion of education
professed by those who say that they
can
,. put into the mind
knowledge that was not there before - rather as if they
could put sight into blind eyes,'
'It is a claim that
is cert~y made,' he said,
'But our argument
indicates that the capacity for know- ledge is innate in
each man's mind, and that the organ by which he learns is
like an eye which cannot be turned from darkness to light
unless the whole body is turned; ir the same way the mind as
a whole must be turned away from the world of change until
its eye can bear to look straight
at
J reality, and at the
brightest of all realities which is what we call the good.
Isn't that SO('
'Yes,'
'Then this turning
around of the mind itself' might be made a subject of
professional skill,' which would effect the conversion as
easily and effectively as possible, It would not be
concerned to implant sight, but to ensure that someone who
had it already was not either turned in the wrong direction
or looking the wrong way,'
'That may well be
so,'
'The rest, therefore,
of what are commonly called excel- , Jences% of the mind
perhaps resemble those of the body,
in
that they are not in
fact innate, but are implanted by
sub-
sequent training and
practice j but knowledge, it seems,
must
surely have a diviner
quality, something which never loses its '19 power, but
whose effects are useful and salutary or
again
useless and harmful
according to the direction in which it is turned. Have you
never noticed how shrewd is the glance of the type of men
commonly called bad but clever? They have small minds. but
their sight is sharp and piercing enough
in
J, Terhni, a,
Are/l,
322.
- THE PHILOSOPHER
RULER
matters that concern
them; it's not that their sight is weak, but that they are
forced to serve evil, so that the keener
their
sight the more
effective that evil is.' ~ 'That's
true.'
'But suppose,' I
said, 'that such natures were cut
loose,
when they were still
children, from all the dead weights
b
natural to this world
of change and fastened on them by sensual indulgences like
gluttony, which twist their minds' vision to lower things,
and suppose that when so freed they were turned towards the
truth, then this same part of these same individuals would
have as keen a vision of truth as
it
has of the objects on
which it is at present turned.' 'if 'Very
likely.'
'And is it not also
likely, and indeed a necessary conse- quence of what we have
said, that society will never be properly governed either by
the uneducated, who have no
knowledge of the
truth, or by those who are allowed to
,
spend all their lives
in purely intellectual pursuits? The un- educated have no
single aim in life to which all their actions, public and
private, are to be directed; the intellectuals will take no
practical action of their own accord, fancying them- selves
to be out of this world in some kind of
'eartWy
paradise.' ,
True.'
'Then our job as
lawgivers is to compel the best minds to attain what we have
called the highest form of knowledge, and to ascend to the
vision of the good as we have
described,
and when they have
achieved this and see well enough, .. prevent them behaving
as they are now allowed to.'
'What do you mean by
that?'
'Remaining in the
upper world, and refusing to return again to the prisoners
in the cave below and share their labours and rewards,
whether trivial or serious.'
'But surely,' he
protested, 'that will not be fair. We shall be compelling
them to live a poorer life than they might
live.'
'The object of our
legislation,' I reminded him again, 'is, not the special
welfare of any particular class in our
society,
323
PART SEVEN [BOOK
SEVEN]
but of the society as
a whole;1 and it uses persuasion or S20 compulsion to unite
all citizens and make them share
together the benefits
which each individually can confer on the community; and its
purpose in fostering this attitude is not to leave everyone
to please himself, but to make each man a link in the unity
of the whole.'
'You are right; I had
forgotten,' he said.
'You see, then,
Glaucon,' I went on, 'we shan't be unfair to our
philosophers, but shall be quite fair in what we say when we
compel them to have some care and
responsibility
b for others. We
shall tell them that philosophers born in other states can
reasonably refuse to take part in the hard work of politics;
for society produces them quite involun- tarily and
unintentionally, and it is only just that anything that
grows up on its own should feel it has nothing to repay for
an upbringing which it owes to no one. "But," we shall say,
"we have bred you both for your own sake and that of the
whole community to act as leaders and king-bees in a hive;
you are better and more fully educated than the rest and
better qualified to combine the practice of
philosophy
I and politics. You
must therefore each descend in turn and live with your
fellows in the cave and get used to seeing in the dark; once
you get used to it you will see a thousand times better than
they do and will distinguish the various shadows, and know
what they are shadows of, because you have seen the truth
about things admirable and just and good. And so bur state
and yours will be really awake, and not merely dreaming like
most societies today, with their shadow battles and their
struggles for political power,
d which they treat as
some great prize. The truth is quite different: the state
whose prospective rulers come to their duties with least
enthusiasm is bound to have the best and most tranquil
government, and the state whose rulers are eager to rule the
worst." '2
'I quite
agree.'
t. cr. 420b and 4660
above, pp. 18fand 2S2.
2. Socrates takes up
here a point made to Thrasymachus at 347b,
p.89.
324
THE PHILOSOPHER
RULER
'Then will our
pupils, when they hear what we say, dissent and refuse to
take their share of the hard work of government, even though
spending the greater part of their time together in the pure
air above?'
'They cannot refuse,
for we are making a just demand of
I
just men. But of
course, unlike present rulers, they will approach the
business of government as an unavoidable
necessity.'
, Yes, of course,' I
agreed. 'The truth is that if you want a well-governed state
to be possible, you must find for
your
future rulers some
way of life they like better than govern-
~ZI
ment; for only then
will you have government by the truly rich, those, that is,
whose riches consist not of gold, but of the true happiness
of a good and rational life. If you get, in public affairs,
men whose life is impoverished and desti- tute of personal
satisfactions, but who hope to snatch some compensation for
their own inadequacy from a political career, there can
never be good government. They start fighting for power, and
the consequent internal and domestic conflicts ruin both
them and society.'
'True
indeed.'
'Is there any life
except that of true philosophy which b looks down on
positions of political power?'
'None
whatever.'
'But what we need is
that the only men to get power should be men who do not love
it, otherwise we shall have rivals'
quarrels.'
'That is
certain.'
'Who else, then, will
you compel to undertake the responsibilities of Guardians of
our state, if it is not to be those who know most about the
principles of good govern- ment an4 who have other rewards
and a better life than the politician's
?'
'There is no one
else.'
\ PAR'!'
EIGH'!'
EDUCATION OF
THE
PHILOSOPHER
*
Having described the
Philosopher Ruler, Plato proceeds to the further education,
beyond that described in Part III, necessary to
produce
.I him. This fHrther
education consists of jive mathematical
disciplines
- arithmetic, plane
and solid geometry, astronomy, and harmonics- followed by a
training in pure philosophy or 'Dialectic' in Plato'" sense.
ThoHgh some concessions are made to practical Hlility, the
main stress throHghoHt is on the training of the mind, with
the vision of the Good as its Hltimate objective,. and
mathematics is to be
i" stHdied withoHl
any immediate practical or scientific aim in
view.
As the opening
sentences make clear, the education oHllined in thi/' Part
is to be IInderstood in terms of SHn, Cave, and Line,. the
point
is re-emphasized
towards the end of the Part, §3, pp. J4I-l.
#
§ I. PRELIMINARY
J, J
".'
i The type of stHdy
required mllSt be one that will provoke the
mini'lo
~.
,L.:
h'
~~; tuuU&
t.
i , 'THEN would you
like us to consider how men of thiS' kind are to be
produced, and how they are to be led up to the light, like
the men in stories who are said to have risen
from
~ the underworld to
heaven?' c 1
(~; 'I should like it
very much.' ! 'It's not a thing we can settle by spinning
for it,'1 I said.;'
,\ 'What is at issue
is the conversion of the mind from a kind of twilight to the
true day, that climb up into
reality
which we shall say is
true philosophy.' . m , Yes, of course.'
~
I. The reference is
to a children's game in which a shell was spua
to
decide which side ran
away and which gave chase. "
'I,,"
c"
I'26 ,~;:' 'c
.':
|